Regal Securities, Inc. logo

Regal Securities, Inc. Employee Directory

Financial ServicesIllinois, United States51-200 Employees

Regal Securities, Inc. operates as an independent broker-dealer and wealth management firm within the financial services industry. Through its affiliate Regal Advisory Services, Inc., it provides brokerage and advisory solutions designed to help advisors grow their businesses and better serve clients. The company supports a flexible partnership model that avoids quotas, mandates, or grid compression and accommodates advisory, brokerage, and hybrid business arrangements. The firm is based in Glenview, Illinois.

Regal offers full-service custody, technology, and execution capabilities across major markets through Regal Advisory Services, Inc., serving Registered Representatives, Broker-Dealers, RIA firms, and Independent Investment Advisor Representatives. It emphasizes personalization and maintains a transition team to assist client onboarding and ongoing advisory needs.

Find Regal Securities, Inc. employees' phone numbers or email addresses

Regal Securities, Inc. Global Highlights

Location
Employees

North America
101

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  • United States Of America
    101

Regal Securities, Inc.'s Leadership

  • Stylized image of a person
    A. B.
    Chief Financial Officer
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  • Stylized image of a person
    C. J.
    Vice President Investments
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  • Stylized image of a person
    A. M.
    Co Founder
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    J. R.
    Owner
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  • Stylized image of a person
    R. J.
    Owner
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  • Stylized image of a person
    L. G.
    Vice-President
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    C. L.
    Senior Managing Director - Syndicate
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  • Stylized image of a person
    N. D.
    Managing Director, Mergers & Acquisitions Group
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Regal Securities, Inc. Employee Metrics

100%
50%
0%
2026
2025
  • Banking
  • Business
  • Finance
  • Human Resources
  • Information Technology
  • Other
  • Consultant

Contact profiles from Regal Securities, Inc.

Name
Title
Contact Info
Location
Last Update
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    R. G.
    Manager
    Phone icon
    Oct 16, 2024
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    T. S.
    Manager
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    Oct 16, 2024
  • Stylized image of a person
    W. H.
    Manager
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    Oct 17, 2024
  • Stylized image of a person
    A. Y.
    Senior Investment Advisor And
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    Oct 17, 2024
  • Stylized image of a person
    A. P.
    Principal
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    Oct 23, 2024
  • Stylized image of a person
    G. G.
    Principal
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    Oct 16, 2024
  • Stylized image of a person
    M. H.
    Senior Investment Consultant
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    Oct 01, 2025
  • Stylized image of a person
    R. S.
    Senior Financial Advisor Series
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    Oct 23, 2024
  • Stylized image of a person
    S. M.
    Senior Solutions Architect
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    Oct 17, 2024
  • Stylized image of a person
    A. G.
    Client Relations Administrator
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    Oct 17, 2024

Frequently Asked Questions

What is Regal Securities, Inc. known for?

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Regal Securities, Inc. was founded in 1977 operates in the Financial Services industry; you can contact the main corporate office by phone at . Explore Regal Securities, Inc.'s company overview page for more information.

What is Regal Securities, Inc.'s most common email format?

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Regal Securities, Inc. employees' email format typically follows the pattern of . Trying to find reliable and up-to-date employee contact data? Find more Regal Securities, Inc. email formats with LeadIQ.

How many employees does Regal Securities, Inc. have currently?

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Regal Securities, Inc. has approximately 75 employees as of July 2026. These team members are located across 1 continents, including North America.

Who are Regal Securities, Inc.'s key employees and leadership?

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As of July 2026, Regal Securities, Inc.'s key employees include:

  • Chief Financial Officer: A. B.
  • Vice President Investments: C. J.
  • Co Founder: A. M.
  • Owner: J. R.
  • Owner: R. J.

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