Regal Securities, Inc. Employee Directory
Financial ServicesIllinois, United States51-200 Employees
Regal Securities, Inc. operates as an independent broker-dealer and wealth management firm within the financial services industry. Through its affiliate Regal Advisory Services, Inc., it provides brokerage and advisory solutions designed to help advisors grow their businesses and better serve clients. The company supports a flexible partnership model that avoids quotas, mandates, or grid compression and accommodates advisory, brokerage, and hybrid business arrangements. The firm is based in Glenview, Illinois. Regal offers full-service custody, technology, and execution capabilities across major markets through Regal Advisory Services, Inc., serving Registered Representatives, Broker-Dealers, RIA firms, and Independent Investment Advisor Representatives. It emphasizes personalization and maintains a transition team to assist client onboarding and ongoing advisory needs.