First Allied Securities Employee Directory

Financial ServicesCalifornia, United States201-500 Employees

First Allied Securities is a San Diego-based financial services firm that supports independent financial advisors by offering a comprehensive platform designed to help them grow their businesses. Its model centers on partnerships with business owners to assist clients in reaching financial goals, leveraging a long-standing presence in the industry spanning more than three decades. The company provides securities through First Allied Securities, Inc., a registered broker-dealer, and advisory services through First Allied Advisory Services, Inc., positioning itself within the independent retail broker-dealer segment of the financial services sector. While rooted in an exclusive business development framework, the organization operates under the Cetera Financial Group network, situating it among larger consolidations and networks of independent advisory and brokerage firms. The firm is based in San Diego, California, and serves a range of independent financial advisors nationwide. A recent personnel change noted in industry coverage involved leadership transitions at the president and CEO level in 2020. } } }

Find First Allied Securities employees' phone numbers or email addresses

First Allied Securities Global Highlights

Location
Employees

North America
654

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  • United States Of America
    653
  • Trinidad And Tobago
    1

Europe
7

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  • United Kingdom Of Great Britain And Northern Ireland
    6
  • Norway
    1

First Allied Securities's Leadership

  • Stylized image of a person
    R. W.
    Chief Executive Officer
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  • Stylized image of a person
    T. S.
    Chief Executive Officer And Registered Principal
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  • Stylized image of a person
    A. B.
    Vice President Alternative Investments
    Phone icon
  • Stylized image of a person
    C. L.
    Vice President Compliance
    Phone icon
  • Stylized image of a person
    A. W.
    President
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  • Stylized image of a person
    A. K.
    President
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  • Stylized image of a person
    B. B.
    President
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  • Stylized image of a person
    D. S.
    President
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First Allied Securities Employee Metrics

100%
50%
0%
2026
2025
  • Banking
  • Finance
  • Legal
  • Business
  • Community & Social Services
  • Other
  • Engineering

Contact profiles from First Allied Securities

Name
Title
Contact Info
Location
Last Update
  • Stylized image of a person
    R. C.
    Owner
    Phone icon
    United StatesNebraska
    May 30, 2026
  • Stylized image of a person
    A. W.
    President
    Phone icon
    United States
    Nov 27, 2024
  • Stylized image of a person
    A. K.
    President
    Phone icon
    May 22, 2025
  • Stylized image of a person
    B. B.
    President
    Phone icon
    UNITED STATES
    May 27, 2025
  • Stylized image of a person
    D. S.
    President
    Phone icon
    UNITED STATES
    Aug 04, 2023
  • Stylized image of a person
    D. W.
    Owner - Independent Financial Planner
    Phone icon
    United StatesMaryland
    Sep 12, 2024
  • Stylized image of a person
    D. P.
    Owner
    Phone icon
    UNITED STATES
    Mar 07, 2023
  • Stylized image of a person
    G. K.
    President
    Phone icon
    UNITED STATES
    Apr 05, 2023
  • Stylized image of a person
    G. H.
    Owner
    Phone icon
    UNITED STATES
    Mar 07, 2023
  • Stylized image of a person
    G. K.
    President
    Phone icon
    UNITED STATES
    Oct 28, 2025

Frequently Asked Questions

What is First Allied Securities known for?

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First Allied Securities was founded in 1994 operates in the Financial Services industry. The company's main headquarters is located in 655 West Broadway 12th Floor San Diego, California 92101 United States; you can contact the main corporate office by phone at . Explore First Allied Securities's company overview page for more information.

What is First Allied Securities's most common email format?

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First Allied Securities employees' email format typically follows the pattern of . Trying to find reliable and up-to-date employee contact data? Find more First Allied Securities email formats with LeadIQ.

How many employees does First Allied Securities have currently?

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First Allied Securities has approximately 237 employees as of May 2026. These team members are located across 2 continents, including North AmericaEurope.

Who are First Allied Securities's key employees and leadership?

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As of May 2026, First Allied Securities's key employees include:

  • Chief Executive Officer: R. W.
  • Chief Executive Officer And Registered Principal: T. S.
  • Vice President Alternative Investments: A. B.
  • Vice President Compliance: C. L.
  • President: A. W.

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