FinWebTech Employee Directory

Software DevelopmentFlorida, United States2-10 Employees

FinWebTech develops an integrated suite of automated compliance tools for financial services firms, designed to replace paper-based processes and streamline reporting. Its flagship product, Compliance Manager, targets broker-dealers and registered investment advisers and provides a comprehensive view of an organization's compliance program. The platform includes supervisory processes management, trade surveillance, AML surveillance, document libraries, and risk monitoring among other capabilities. The company was founded to address the gap between regulators' expectations and the limitations of manual systems, arising from the needs of a Chief Compliance Officer seeking greater efficiency.

Based in Plantation, Florida, FinWebTech operates with a small team focused on software development for the compliance domain. The firm positions itself as an integrated, end-to-end solution for financial services firms wanting to modernize their compliance programs, with its flagship offering announced for a January 2015 launch.

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