FINRA logo

FINRA Employee Directory

Financial ServicesDistrict of Columbia, United States5001-10000 Employees

FINRA is a U.S. self-regulatory organization overseeing broker-dealers within the financial services industry. It aims to protect investors, promote capital formation, and safeguard the integrity of the markets, all without relying on American taxpayer funding. The organization is headquartered in Washington, D.C. 

By regulating broker-dealers, FINRA helps address compliance and market integrity concerns for investors and market participants. In May 2026, FINRA's Corporate Financing Department introduced a Private Placement Information page that publicly shares selected data from private placement filings.

Find FINRA employees' phone numbers or email addresses

FINRA Global Highlights

Location
Employees

North America
6.7K

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  • United States Of America
    6.7K
  • Canada
    19
  • Costa Rica
    1
  • Trinidad And Tobago
    1
  • Mexico
    1

Asia
41

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  • India
    23
  • Philippines
    3
  • Singapore
    2
  • Pakistan
    2
  • Indonesia
    2
  • United Arab Emirates
    2
  • China
    2
  • Bangladesh
    1
  • Russian Federation
    1
  • Brunei Darussalam
    1
  • Nepal
    1
  • Yemen
    1

Europe
35

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  • United Kingdom Of Great Britain And Northern Ireland
    18
  • Germany
    4
  • Poland
    2
  • Netherlands
    2
  • Serbia
    2
  • Spain
    1
  • Romania
    1
  • Italy
    1
  • Ukraine
    1
  • Portugal
    1
  • Bosnia And Herzegovina
    1
  • Ireland
    1

Africa
32

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  • South Africa
    18
  • Nigeria
    8
  • Tunisia
    2
  • Ghana
    1
  • Niger
    1
  • Kenya
    1
  • Botswana
    1

Oceania
7

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  • Australia
    7

South America
6

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  • Argentina
    2
  • Brazil
    2
  • Uruguay
    1
  • Colombia
    1

FINRA's Leadership

  • Chief Executive Officer at FINRA
    M. S.
    Chief Executive Officer
  • Chief Executive Officer at FINRA
    S. J.
    Chief Executive Officer
  • Chief Information Security Officer (ciso) at FINRA
    E. P.
    Chief Information Security Officer (ciso)
  • Chief Information Officer at FINRA
    E. M.
    Chief Information Officer
  • Chief Technology Officer at FINRA
    J. K.
    Chief Technology Officer
  • Vice President & Corporate Governance Counsel at FINRA
    J. P. M.
    Vice President & Corporate Governance Counsel
  • Vice President And Chief Of Staff at FINRA
    S. B. G.
    Vice President And Chief Of Staff
  • Vice President Of Engineering at FINRA
    R. S.
    Vice President Of Engineering

FINRA Employee Metrics

100%
50%
0%
2026
2025
  • Analytics
  • Engineering
  • Legal
  • Finance
  • Administrative
  • Other
  • Product Management
  • Operations
  • Banking
  • Information Technology

Contact profiles from FINRA

Name
Title
Contact
Location
Last Update
  • Owner at FINRA
    I. S.
    Owner
    Oct 22, 2024
  • Chief Technology Officer at FINRA
    J. K.
    Chief Technology Officer
    Oct 21, 2024
  • Chairman at FINRA
    K. H.
    Chairman
    Oct 16, 2024
  • Owner at FINRA
    K. S.
    Owner
    Oct 23, 2024
  • President Chief Executive Officer at FINRA
    M. G.
    President Chief Executive Officer
    Oct 23, 2024
  • Owner at FINRA
    M. B.
    Owner
    Oct 18, 2024
  • Chief Executive Officer at FINRA
    M. S.
    Chief Executive Officer
    Oct 16, 2024
  • Managing Partner at FINRA
    M. H.
    Managing Partner
    May 13, 2025
  • Senior Vice President, Chief Creative Officer And Counsel at FINRA
    N. W.
    Senior Vice President, Chief Creative Officer And Counsel
    Oct 22, 2024
  • Founder/ Active Trader at FINRA
    N. B.
    Founder/ Active Trader
    Oct 21, 2024

Frequently Asked Questions

What is FINRA known for?

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FINRA was founded in 2007 and operates in the Financial Services industry. You can contact FINRA's main corporate office by phone at . Explore FINRA's company overview page for more information.

What is FINRA's most common email format?

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FINRA employees' email format typically follows the pattern of First.Last@finra.org. Trying to find reliable and up-to-date employee contact data? Find more FINRA email formats with LeadIQ.

How many employees does FINRA have currently?

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FINRA has approximately 6.1K employees as of August 2026. These team members are located across 6 continents, including North America, Asia and Europe.

Who are FINRA's key employees and leadership?

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As of August 2026, FINRA's key employees include:

  • Chief Executive Officer: M. S.
  • Chief Executive Officer: S. J.
  • Chief Information Security Officer (ciso): E. P.
  • Chief Information Officer: E. M.
  • Chief Technology Officer: J. K.

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