FINRA logo

FINRA Employee Directory

Financial ServicesDistrict of Columbia, United States5001-10000 Employees

FINRA is a U.S. self-regulatory organization overseeing broker-dealers within the financial services industry. It aims to protect investors, promote capital formation, and safeguard the integrity of the markets, all without relying on American taxpayer funding. The organization is headquartered in Washington, D.C. 

By regulating broker-dealers, FINRA helps address compliance and market integrity concerns for investors and market participants. In May 2026, FINRA's Corporate Financing Department introduced a Private Placement Information page that publicly shares selected data from private placement filings.

Find FINRA employees' phone numbers or email addresses

FINRA Global Highlights

Location
Employees

North America
6.7K

Minus sign iconPlus sign icon
  • United States Of America
    6.7K
  • Canada
    19
  • Costa Rica
    1
  • Trinidad And Tobago
    1
  • Mexico
    1

Asia
41

Minus sign iconPlus sign icon
  • India
    23
  • Philippines
    3
  • Singapore
    2
  • Pakistan
    2
  • Indonesia
    2
  • United Arab Emirates
    2
  • China
    2
  • Bangladesh
    1
  • Russian Federation
    1
  • Brunei Darussalam
    1
  • Nepal
    1
  • Yemen
    1

Europe
35

Minus sign iconPlus sign icon
  • United Kingdom Of Great Britain And Northern Ireland
    18
  • Germany
    4
  • Poland
    2
  • Netherlands
    2
  • Serbia
    2
  • Spain
    1
  • Romania
    1
  • Italy
    1
  • Ukraine
    1
  • Portugal
    1
  • Bosnia And Herzegovina
    1
  • Ireland
    1

Africa
32

Minus sign iconPlus sign icon
  • South Africa
    18
  • Nigeria
    8
  • Tunisia
    2
  • Ghana
    1
  • Niger
    1
  • Kenya
    1
  • Botswana
    1

Oceania
7

Minus sign iconPlus sign icon
  • Australia
    7

South America
6

Minus sign iconPlus sign icon
  • Argentina
    2
  • Brazil
    2
  • Uruguay
    1
  • Colombia
    1

FINRA's Leadership

  • Stylized image of a person
    M. S.
    Chief Executive Officer
    Phone icon
  • Stylized image of a person
    S. J.
    Chief Executive Officer
    Phone icon
  • Stylized image of a person
    E. M.
    Chief Information Officer
    Phone icon
  • Stylized image of a person
    J. K.
    Chief Technology Officer
    Phone icon
  • Stylized image of a person
    J. P. M.
    Vice President & Corporate Governance Counsel
    Phone icon
  • Stylized image of a person
    S. B. G.
    Vice President And Chief Of Staff
    Phone icon
  • Stylized image of a person
    R. S.
    Vice President Of Engineering
    Phone icon
  • Stylized image of a person
    A. P.
    Vice President And Senior Business Analyst
    Phone icon

FINRA Employee Metrics

100%
50%
0%
2026
2025
  • Analytics
  • Engineering
  • Legal
  • Finance
  • Administrative
  • Other
  • Product Management
  • Operations
  • Banking
  • Information Technology

Contact profiles from FINRA

Name
Title
Contact Info
Location
Last Update
  • Stylized image of a person
    M. S.
    Founder / Ceo
    Phone icon
    AustraliaNew South Wales
    Jun 26, 2026
  • Stylized image of a person
    S. L.
    Senior Director - Office Of The Chief Of Staff, Offices Of The Chief Legal Officer
    Phone icon
    Jun 28, 2026
  • Stylized image of a person
    J. K.
    Deputy Chief Financial And Administrative Officer
    Phone icon
    Jul 02, 2026
  • Stylized image of a person
    M. L. I.
    Senior Executive Assistant To The Evp And Chief Human Resources Officer
    Phone icon
    Jul 28, 2026
  • Stylized image of a person
    T. C.
    Executive Assistant To Chief Technology Officer
    Phone icon
    Apr 15, 2026
  • Stylized image of a person
    C. D. S.
    Co-Founder And Moderator
    Phone icon
    Oct 18, 2024
  • Stylized image of a person
    C. W.
    Co Owner
    Phone icon
    Oct 23, 2024
  • Stylized image of a person
    D. Z.
    Partner
    Phone icon
    Oct 22, 2024
  • Stylized image of a person
    E. M.
    Chief Information Officer
    Phone icon
    Oct 23, 2024
  • Stylized image of a person
    I. S.
    Owner
    Phone icon
    Oct 22, 2024

Frequently Asked Questions

What is FINRA known for?

Minus sign iconPlus sign icon
FINRA was founded in 2007 operates in the Financial Services industry; you can contact the main corporate office by phone at . Explore FINRA's company overview page for more information.

What is FINRA's most common email format?

Minus sign iconPlus sign icon
FINRA employees' email format typically follows the pattern of . Trying to find reliable and up-to-date employee contact data? Find more FINRA email formats with LeadIQ.

How many employees does FINRA have currently?

Minus sign iconPlus sign icon
FINRA has approximately 6.1K employees as of July 2026. These team members are located across 6 continents, including North AmericaAsiaEurope.

Who are FINRA's key employees and leadership?

Minus sign iconPlus sign icon

As of July 2026, FINRA's key employees include:

  • Chief Executive Officer: M. S.
  • Chief Executive Officer: S. J.
  • Chief Information Officer: E. M.
  • Chief Technology Officer: J. K.
  • Vice President & Corporate Governance Counsel: J. P. M.

Looking for contact data? Unlock accurate emails and phone numbers for your ideal prospects with LeadIQ.

Ready to create more pipeline?

Get a demo and discover why thousands of SDR and Sales teams trust
LeadIQ to help them build pipeline confidently.

© LeadIQ, Inc. All rights reserved.