The Compliance Group, Inc.

Financial ServicesCalifornia, United States51-200 Employees

The Compliance Group, Inc. operates in the financial services sector, providing compliance, quality control, and licensing support for mortgage lenders. With more than two decades of frontline lending experience, its team speaks the mortgage language and aims to translate regulatory requirements into actionable guidance that supports client success. The firm serves clients across all 50 states and the District of Columbia, delivering services on a nationwide basis.

Based in Carlsbad, California, the company maintains a mid-sized team focused on mortgage compliance and related quality control activities. In 2019, The Compliance Group formed a strategic partnership with Baker Tilly International, a move described as creating greater value for its clients and employees. The partnership indicates an effort to extend its reach within the financial services industry and expand its service scope.

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