Taurus Compliance Consulting, LLC Email Format

Financial ServicesGeorgia, United States0-1 Employees

Taurus Compliance Consulting, LLC delivers regulatory guidance for broker/dealer firms that offer securities products and for SEC- and state-registered investment advisers. The firm’s professionals bring more than a century of combined experience across areas such as securities regulation, brokerage operations, legal affairs, management, accounting, and human resources.
Based in Atlanta, Georgia, the company serves clients ranging from solo broker-dealers to larger, multi-registered firms, tailoring services to each organization’s size and needs. In a complex regulatory landscape, Taurus functions as a compliance partner that helps clients navigate requirements and establish sound governance and operations.

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