RIA Registrar logo

RIA Registrar Employee Directory

Financial ServicesMinnesota, United States2-10 Employees

RIA Registrar operates in the financial services field, offering turnkey regulatory and operational support for independent registered investment advisors. The firm handles the setup and ongoing maintenance of required books and records, reviews marketing materials, and provides training for chief compliance officers and affiliated investment advisor representatives. It also prepares active firms for onsite audits and works with securities regulators to address deficiencies identified after audits. For active RIA firms, the service helps maintain good standing and offers ongoing compliance support focused on fiduciary training, record keeping, and adherence to state and SEC requirements.

Headquartered in Arden Hills, Minnesota, the company partners with approved RIA firms to tailor solutions to each firm's growth stage, from early development to established practices. Its team consists of compliance and registration professionals who design firm-specific programs and oversee administration so advisors can focus on client service and growth.

Find RIA Registrar employees' phone numbers or email addresses

RIA Registrar Global Highlights

Location
Employees

North America
11

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  • United States Of America
    11

RIA Registrar's Leadership

  • Stylized image of a person
    M. J.
    Vp Of Marketing
    Phone icon

RIA Registrar Employee Metrics

100%
50%
0%
2026
2025
  • Banking
  • Business
  • Accounting
  • Administrative
  • Analytics
  • Other

Contact profiles from RIA Registrar

Name
Title
Contact Info
Location
Last Update
  • Stylized image of a person
    M. J.
    Vp Of Marketing
    Phone icon
    Jul 06, 2026

Frequently Asked Questions

What is RIA Registrar known for?

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RIA Registrar was founded in 2007 operates in the Financial Services industry; you can contact the main corporate office by phone at . Explore RIA Registrar's company overview page for more information.

What is RIA Registrar's most common email format?

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RIA Registrar employees' email format typically follows the pattern of . Trying to find reliable and up-to-date employee contact data? Find more RIA Registrar email formats with LeadIQ.

How many employees does RIA Registrar have currently?

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RIA Registrar has approximately 8 employees as of July 2026. These team members are located across 1 continents, including North America.

Who are RIA Registrar's key employees and leadership?

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As of July 2026, RIA Registrar's key employees include:

  • Vp Of Marketing: M. J.

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