Northern Lights Compliance Services, LLC logo

Northern Lights Compliance Services, LLC Employee Directory

Financial ServicesNew York, United States0-1 Employees

Northern Lights Compliance Services, LLC has about 1 employees, all of them in North America. Banking and Finance make up over half of the profiles with a known department. Northern Lights Compliance Services, LLC's workforce spans 4 departments.

Find Northern Lights Compliance Services, LLC employees' phone numbers or email addresses

Northern Lights Compliance Services, LLC Global Highlights

Location
Employees

North America
8

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  • United States Of America
    8

Northern Lights Compliance Services, LLC's Leadership

  • Vice President, Senior Compliance Officer at Northern Lights Compliance Services, LLC
    W. K.
    Vice President, Senior Compliance Officer
  • Compliance Officer at Northern Lights Compliance Services, LLC
    C. B.
    Compliance Officer
  • Employee at Northern Lights Compliance Services, LLC
    M. W.

Northern Lights Compliance Services, LLC Employee Metrics

100%
50%
0%
2026
2025
  • Banking
  • Finance
  • Legal
  • Community & Social Services
  • Other

Banking is the largest department at 38% of profiles with a known department, followed by Finance (25%) and Legal (25%).

Contact profiles from Northern Lights Compliance Services, LLC

Name
Title
Contact
Location
Last Update
  • Vice President, Senior Compliance Officer at Northern Lights Compliance Services, LLC
    W. K.
    Vice President, Senior Compliance Officer
    United States, Pennsylvania
    Dec 22, 2025
  • Compliance Officer at Northern Lights Compliance Services, LLC
    C. B.
    Compliance Officer
    United States, Nebraska
    Jun 28, 2026
  • Employee at Northern Lights Compliance Services, LLC
    M. W.
    UNITED STATES
    Mar 07, 2023

Frequently Asked Questions

What are the largest departments at Northern Lights Compliance Services, LLC?

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Banking is the largest department at 38% of profiles with a known department, followed by Finance (25%) and Legal (25%). Northern Lights Compliance Services, LLC's workforce spans 4 departments.

How many employees does Northern Lights Compliance Services, LLC have currently?

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Northern Lights Compliance Services, LLC has approximately 1 employees as of July 2026. These team members are located across 1 continents, including North America.

Who are Northern Lights Compliance Services, LLC's key employees and leadership?

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As of July 2026, Northern Lights Compliance Services, LLC's key employees include:

  • Vice President, Senior Compliance Officer: W. K.
  • Compliance Officer: C. B.
  • : M. W.

Looking for contact data? Unlock accurate emails and phone numbers for your ideal prospects with LeadIQ.

What is Northern Lights Compliance Services, LLC's most common email format?

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Northern Lights Compliance Services, LLC employees' email format typically follows the pattern of First.Last@nlcompliance.com. Trying to find reliable and up-to-date employee contact data? Find more Northern Lights Compliance Services, LLC email formats with LeadIQ.

What is Northern Lights Compliance Services, LLC known for?

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Northern Lights Compliance Services, LLC operates in the Financial Services industry. You can contact Northern Lights Compliance Services, LLC's main corporate office by phone at . Explore Northern Lights Compliance Services, LLC's company overview page for more information.

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