FilePoint
Financial ServicesNorth Carolina, United States11-50 Employees
FilePoint is a regulatory technology firm within the financial services industry that offers full-service regulatory disclosure solutions for clients in finance. The company emphasizes automation and customization to streamline the filing process, aiming to simplify regulatory reporting and disclosures for all parties involved. Its service scope includes SEC reporting and filing, tailored shareholder reports, and investor communications and marketing, among other regulatory disclosure functions. Headquartered in Raleigh, North Carolina, FilePoint serves financial institutions and related entities that must comply with regulatory disclosure requirements. The firm provides end-to-end services designed to support regulatory filings for its clients. A notable development is a 2019 partnership with Workiva EDGAR Services to assist registered investment companies with SEC filing obligations such as monthly N-PORT and annual N-CEN reports.