Acquisition Opportunity Recent acquisition by Prospera Financial Services signals consolidation in the independent broker/dealer space and potential cross-sell and integration opportunities for back-office and compliance solutions across a larger platform.

Growth Financing Revenue is in the mid eight-figures range, indicating a scalable business with room for enhanced technology adoption, improved compliance tooling, and expanded custodian integrations to support growth post-acquisition.

Back Office Focus We serve as a back office and compliance arm for independent advisors, presenting a clear entry point for selling workflow automation, risk management, and regulatory technology that can reduce advisor burden and increase retention.

Technology Stack Utilizes cloud and security mature tools (AWS, S3, Datadog, KnowBe4) with marketing and collaboration suites (Office 365, Google Tag Manager)—opportunity to propose integrated cybersecurity, data analytics, and vendor risk management enhancements.

Market Positioning Competes with large wealth managers but emphasizes flexibility and high-touch service for small to mid-sized advisory firms; potential to offer scalable solutions that maintain the family-like culture while enabling growth in assets under management.