Fiduciary Focus Independent RIA with fiduciary duty and CFP credential suggests a strong emphasis on objective financial advice and retirement planning services, indicating opportunities to upsell comprehensive financial planning and fiduciary-friendly investment solutions to mid-market clients seeking trust-based wealth management.

Growth & Scale Revenue in the 10–25M range and a 11–50 employee base indicate a small to mid-sized firm with potential for scalable tech-enabled service expansion, including enhanced portfolio management, advisory onboarding, and scalable client experience platforms.

Recognition Driver Notable industry recognition as a top DC advisor team withAssets under Advisement of 100M can be leveraged to approach plan sponsors, defined contribution programs, and retirement plan services for corporate clients seeking trusted defined contribution expertise.

Tech Stack Current technology footprint across AWS, Google Cloud, CRM/helpdesk, and marketing tools suggests an openness to modernization and integration projects, including data analytics, security enhancements, and improved client portal experiences to drive efficiency and differentiation.

Key Leadership CEO Brian I. Pultman’s Barron’s Advisor recognition signals credible leadership and a track record that can be highlighted in outreach to high-net-worth individuals, family offices, and institutions seeking seasoned guidance and advisory credibility.