Acquisition Opportunity Recent acquisition by CI Financial Corp. gives Stavis & Cohen Financial access to greater resources, potential cross-sell opportunities, and expanded product suites for high net worth clients.

AUM Growth Potential With assets under management around $570 million and revenue in the low millions, there is scale-ready potential for expanded advisory services, managed accounts, and personalized planning offerings to attract higher-value clientele.

Tech Modernization Current tech stack includes AWS, Drupal/WordPress, analytics, and tagging tools, presenting an opening to propose upgraded digital marketing, client portals, data analytics, and cybersecurity enhancements to improve client experience.

Regulatory & Compliance Securities and advisory services are split across FSC Securities Corporation and the registered investment advisor, highlighting ongoing compliance needs and opportunities to provide integrated compliance, disclosure, and risk management solutions.

SMB to HNW Transition As a smaller firm with growth focus, there is potential to partner on scalable financial planning modules, digital onboarding, and fee models tailored for high net worth families to accelerate client acquisition.