Bedford and Main Financial Consulting, Inc. Email Format

Financial ServicesPennsylvania, United States2-10 Employees

Bedford and Main Financial Consulting, Inc., formed in 2012, is a financial services firm based in Philadelphia, Pennsylvania. It serves the broker-dealer community, advising start-up brokers, introducing brokers, correspondent clearing firms, self-clearing brokers, and piggyback firms. With four decades of hands-on experience managing brokerage firms, the firm provides guidance across compliance, operations, and strategic projects, and maintains an AML independent testing service. The organization also assists in designing risk-based AML programs and tailored written supervisory procedures, and offers securities expert witness and litigation support.

Its areas of expertise include compliance support, self-clearing analysis, conversion projects, strategic project work, and AML program development, along with compliance system reviews. While headquartered in the metropolitan Philadelphia area, Bedford and Main maintains a global client base, delivering practical, experience-driven services across the broker-dealer sector.

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